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81	[START PAGE NUMBERING FOR THIS DOCUMENT CONSECUTIVELY FOLLOWING THE LAST PAGE NUMBER OF THE 19B-4 INFORMATION DOCUMENT] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-07 15:17:51 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ Broker-dealer Self-regulatory organization Security Trade Reporting And Compliance Engine United States securities law Financial economics Financial system
82	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 30, 2012 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-03 07:12:31 Trade Reporting And Compliance Engine Economy of the United States ACT Securities Exchange Act U.S. Securities and Exchange Commission Business United States securities law Financial regulation Financial Industry Regulatory Authority
83	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 21, 2011 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-22 09:01:13 Financial system Economy of the United States Trade Reporting And Compliance Engine Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization ACT Selling away Mary Schapiro United States securities law Financial regulation Financial Industry Regulatory Authority
84	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 19, 2012 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-20 06:24:17 Business Trade Reporting And Compliance Engine Economy of the United States U.S. Securities and Exchange Commission Securities Exchange Act Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
85	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 5, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-07 11:24:27 Trade Reporting And Compliance Engine Business Financial system U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization ACT Selling away OTC Bulletin Board United States securities law Financial regulation Financial Industry Regulatory Authority
86	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 30, 2008 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-05 09:59:41 Financial Industry Regulatory Authority Financial regulation Financial economics Alternative display facility Securities Exchange Act ACT U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine United States securities law Self-regulatory organizations Economy of the United States
87	Order Granting Approval of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transact Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-23 16:42:37 Structured finance Financial economics Financial system United States housing bubble Mortgage-backed security Financial Industry Regulatory Authority Trade Reporting And Compliance Engine Securities Exchange Act ACT United States securities law Fixed income securities Finance
88	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 24, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 an Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-25 09:21:50 Investment Fixed income securities Structured finance United States housing bubble United States Securities and Exchange Commission Asset-backed security Trade Reporting And Compliance Engine Financial Industry Regulatory Authority Securities Exchange Act Financial economics Finance United States securities law
89	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]August 29, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-30 07:31:03 Economy of the United States Trade Reporting And Compliance Engine Financial system Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization ACT United States securities law Financial regulation Financial Industry Regulatory Authority
90	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-02 16:12:22 Financial Industry Regulatory Authority Business Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission NYSE Euronext Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial system

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